Nationally recognized statistical rating organization

Results: 405



#Item
91SEC filings / Finance / Government / Business / Classical cipher / Corporate crime / U.S. Securities and Exchange Commission / Nationally recognized statistical rating organization

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON. D.C&[removed]MARKET REGULATION

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Source URL: www.sec.gov

Language: English - Date: 2002-08-26 09:31:57
92Stock market / Financial markets / United States securities law / Financial services / Security / Securities market / Nationally recognized statistical rating organization / Securities Exchange Act / Securities regulation in the United States / Financial economics / Finance / Investment

UNITER STATES SECURiTIES ANR EXCHANGE COMMISSION WASHINGTON. D.C[removed]DIVISION OF

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Source URL: www.sec.gov

Language: English - Date: 2002-08-23 16:12:03
93Finance / 73rd United States Congress / United States Securities and Exchange Commission / United States corporate law / Credit rating agencies / Nationally recognized statistical rating organization / Securities Act / U.S. Securities and Exchange Commission / Regulation S-K / United States securities law / Financial regulation / Financial economics

Microsoft Word - 33-9071Corrected _2_.doc

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Source URL: www.sec.gov.

Language: English - Date: 2009-10-22 13:41:04
94Financial system / 73rd United States Congress / United States Securities and Exchange Commission / Credit rating agencies / Structured finance / Nationally recognized statistical rating organization / U.S. Securities and Exchange Commission / Regulation S-K / Securities Act / Financial economics / Finance / United States securities law

Microsoft Word[removed]doc

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Source URL: www.sec.gov.

Language: English - Date: 2009-11-30 15:20:08
95United States securities law / U.S. Securities and Exchange Commission / Financial regulation / Securities Exchange Act / Government / Financial economics / Securities and Exchange Commission / Credit rating agencies / Nationally recognized statistical rating organization / Egan-Jones Ratings Company

Microsoft Word - Egan Order[removed]doc

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Source URL: www.sec.gov.

Language: English - Date: 2007-12-21 14:22:56
96Economics / Credit rating agencies / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Bond credit rating / Asset-backed security / Financial economics / Finance / Nationally recognized statistical rating organization

SECURITIES AND EXCHANGE COMMISSION Release No[removed]March 5, 2012 Order Granting Temporary Exemption of Morningstar Credit Ratings, LLC from the Conflict of Interest Prohibition in Rule 17g-5(c)(1) of the Securities

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Source URL: www.sec.gov.

Language: English - Date: 2012-03-06 15:32:28
97Nationally recognized statistical rating organization / Credit rating agency / U.S. Securities and Exchange Commission / Asset-backed security / Securities Exchange Act / Federal Reserve System / Financial economics / Investor Protection and Securities Reform Act / Finance / Financial regulation / United States securities law

Microsoft Word[removed]typo corrected.doc

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Source URL: www.sec.gov.

Language: English - Date: 2008-02-11 16:02:34
98Nationally recognized statistical rating organization / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Credit rating agencies / XBRL / U.S. Securities and Exchange Commission / CUSIP / Securities Exchange Act / Finance / Financial economics / Business

Commission finds requirements of Section 15E are satisfied

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Source URL: www.sec.gov.

Language: English - Date: 2009-08-11 10:11:36
99Economics / Nationally recognized statistical rating organization / Credit rating agency / Securitization / U.S. Securities and Exchange Commission / Structured finance / Asset-backed security / Finance / Fixed income securities / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]November 26, 2012 ORDER EXTENDING TEMPORARY CONDITIONAL EXEMPTION FOR NATIONALLY RECOGNIZED STATISTICAL RATING ORGANIZATIONS FROM REQUIREMENTS

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Source URL: www.sec.gov.

Language: English - Date: 2012-11-26 15:35:45
100Financial regulation / Credit rating agencies / Securities Exchange Act / Financial economics / Government / Nationally recognized statistical rating organization / United States securities law / U.S. Securities and Exchange Commission

Microsoft Word - 34-56512cl.doc

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Source URL: www.sec.gov.

Language: English - Date: 2007-09-24 17:15:13
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